Risk & Compliance IQ
Monitor Continuously. Prove Compliance. Stay Exam-Ready.
An AI-native governance platform — extract regulatory obligations, test controls across the full population, ground every assertion in evidence, and keep authorized humans accountable for every published decision.
Regulations & Requirements Intelligence
A living catalog of every regulation in force, the obligations extracted from it, and the human-approved mapping between those obligations and the controls that satisfy them. Requirements carry versions, SLAs, approvers and effective dates so the programme always tests against current law.
- Regulation Catalog
- Requirement Lifecycle
- Grounded Extraction
- Control Mapping
- SLA Definition
Owner-Mapped Control Library
Every control in one library with a named owner, a business unit, a rolling effectiveness measurement and the date it was last tested. Effectiveness is not self-attested — it is calculated from the outcomes of deterministic test runs across the full population.
- Control Inventory
- Effectiveness Tracking
- Ownership Mapping
- Trend Detection
- Testing Cadence
Deterministic Test Design
Tests are authored as explicit, versioned definitions: an objective, a population query, deterministic pass/fail rules and the human judgment questions a second-line reviewer must answer. Nothing is inferred at run time — the rule that produced a result can always be read.
- Test Objectives
- Population Definition
- Deterministic Rules
- Judgment Questions
- Versioned Definitions
Continuous Test Execution
Approved tests execute against the full population on their defined cadence, returning passed, failed and inconclusive counts with a deterministic breakdown for every rule. Each run carries invocation lineage, so the exact execution that produced a number can be retrieved later.
- Scheduled Runs
- Outcome Breakdown
- Run History
- Invocation Lineage
- Evidence Coverage
Grounded Evidence Management
Evidence is organised into governed bundles — examination packs, audit cycles, thematic reviews — where every item carries its source system, retrieval timestamp and confidentiality classification. Nothing enters a bundle without a traceable origin.
- Bundle Inventory
- Evidence Lineage
- Relationship Graph
- Source Grounding
- Human Review
Exception Workbench
Deterministic services detect the exception; a human decides what happens next, and that decision is audited. The workbench presents a filtered queue by severity, assignee, status and SLA, with the full context of each exception on the right.
- Severity Filtering
- Assignment & SLA
- Detection Context
- Linked Evidence
- Approval Gates
Findings Register & Drafting
Findings are drafted from confirmed exceptions with the root cause, affected population and referenced evidence already assembled, then routed to an authorized human for approval before publication. Nothing reaches an auditor unreviewed.
- Findings Register
- Drafting Workspace
- Evidence References
- Management Response
- Approval Workflow
Remediation Portfolio
An action register that tracks every remediation from open through in progress, blocked, ready for validation and closed — with an owner, a due date and a residual risk rating on each item. The portfolio timeline shows the whole programme at a glance.
- Action Board
- Owner Accountability
- Residual Risk
- Portfolio Timeline
- Closure Validation
Continuous Shadow Auditing
Always-on monitors run between scheduled tests, flagging emerging exceptions the moment a pattern appears rather than at the next cycle. Monitors run hourly, daily or in real time depending on the risk they cover.
- Monitoring Schedule
- Recent Runs
- Deterioration Trend
- Repeat Failure Detection
- Intelligent Notifications
AI-Powered Examination Workspace
Exam Room turns an examiner or auditor request written in plain language into a structured, reviewable query over the compliance record. A request such as "show me all Q2 alerts dispositioned after 30 days in Retail Banking" is translated into explicit filters that a human can read, adjust and approve before any results are returned.
- Natural-Language Requests
- Proposed Structured Filters
- Human Approval Gate
- Query History
- Grounded Results
Executive Compliance Reporting
A permission-gated report library covering executive risk posture, control effectiveness, exceptions, findings, remediation ageing, evidence completeness, examiner evidence packs, activity and approvals, and AI invocation detail — each exportable to CSV, print or PDF.
- Executive Risk Report
- Control-Effectiveness Report
- Exception Report
- Findings Report
- Remediation Ageing
Intelligent Approval Management
A single queue for every decision that must pass an authorized human before it becomes official: exception confirmations, finding approvals and evidence-pack publication. Each item carries its gate type, subject, submitter, the specific role required to decide, and the time it has been waiting.
- Unified Decision Queue
- Role-Based Routing
- Ageing & SLA Tracking
- Approve / Reject Actions
- Evidence-Pack Publication
Compliance Activity Timeline
A complete operational record of every AI invocation in the compliance programme. Agents assemble and explain, deterministic services calculate, and humans approve — and this view proves that separation held for every single call.
- Agent Registry
- Live Invocation Log
- Latency Telemetry
- Citation Counts
- Awaiting-Review States
Enterprise Integration Health
Compliance conclusions are only as good as the data behind them. Integration Health continuously monitors every connected source — transaction monitoring, CRM, regulatory filing registers — reporting data freshness and connection status so the programme hears about degradation first.
- Source Registry
- Freshness Monitoring
- Health Status
- Degradation Alerts
- Dependency Mapping
Platform Administration
Central configuration for the tenant, its people and its AI. Administration governs organization settings, regulated retention periods, hosting region, user accounts and role assignments, plus the reference configuration of the AI layer — endpoints, agent bindings, model routing and grounding sources.
- Tenant Configuration
- Users & Roles
- Segregation of Duties
- AI Configuration
- Regulated Retention
Immutable Audit History
Every meaningful action in the platform produces an immutable, append-only audit event: who acted, when, what they did and which entity was affected. Running a test, drafting a finding narrative, requesting evidence-pack publication, approving a finding, approving examiner filters — all of it is permanently recorded.
- Append-Only Events
- Actor Attribution
- Precise Timestamps
- Entity Lineage
- Audit Query
Everything compliance teams need in one platform.
Purpose-built modules covering the full arc of enterprise risk and compliance.
Regulatory Intelligence
Obligations extracted from source regulations and mapped to owned controls.
Continuous Control Testing
Full-population testing that runs continuously instead of sample-based cycles.
Grounded Evidence
Every assertion linked to source records with complete evidence lineage.
Exception Management
Exceptions, findings and remediation tracked to closure with owners and dates.
Human Approval Gates
Nothing reaches an auditor or regulator without an authorized human decision.
Continuous Monitoring
Posture recalculated from source data as controls, evidence and risk change.
Integration Health
Connector status, ingestion cadence and drift detection across systems of record.
Audit-Ready History
Immutable audit history covering every agent and human action taken.
A defensible, end-to-end compliance pipeline.
Every step orchestrated, evidenced and human-approved — from regulation to audit report.
Ingest Regulations
Map Obligations
Design Controls
Collect Evidence
Continuous Testing
Exception Review
Findings & Remediation
Human Approval
Audit Reporting
Built for regulated enterprise operations.
Continuous assurance, evidence lineage and human accountability at enterprise scale.
Always Exam-Ready
A defensible, current answer to 'are we in control, and can we prove it?'
Faster Cycles
Control testing and evidence collection compress from weeks to hours.
One Governance Layer
Regulations, controls, testing, evidence and reporting in one workspace.
Lower Regulatory Risk
Breakdowns surface as they occur rather than during an examination.
Accountable AI
Agents assemble and explain; authorized humans own every published decision.
Scales With Regulation
Regulatory volume grows without a matching increase in headcount.
Transform Enterprise Compliance with AI
Modernize governance, automate regulatory operations, and enable continuous compliance with Risk & Compliance IQ.
Build your intelligence layer
Build Your Organization's Intelligence Layer
Transform fragmented operational data into searchable, visual, decision-ready intelligence — with bounded automation and human override built in.
Executive briefing
60–90 minutes of focused discovery.
Intelligence map
Tailored to your domains and decision surfaces.
Strategic roadmap
From fragmentation to bounded automation.